Custom Non-Qualified Plan Services

Wharton Advisors' Non-Qualified Plan Services support the specific needs of the highly compensated employees within a firm by offering a wide range of attractive, tax-advantaged funding options for deferred compensation and Supplemental Executive Retirement Plans. We help employers through the myriad of options by conducting a thorough needs analysis which includes asset/liability impact, cash flow and earnings impact.

Non-qualified plans allow deferrals beyond 401(k) limits and can be integrated with the 401(k) platform using a "mirror plan" that matches 401(k) investments or entirely different platform investments. Plans can provide pre- or post-retirement death benefits for salary or business continuation needs. Wharton Advisors' expert consulting and innovative approaches to non-qualified plans provide clients with custom solutions from Plan design, funding, and any legal issues you may have.

Non-qualified plans require a high degree of administration and Trust support. Wharton Advisors will offer vendors that provide daily valuation, quarterly statements, plan sponsor reports, and 24/7 information access via telephone or the Internet.

Securities and Advisory Services offered through NFP Securities, Inc., a Broker/Dealer, Member FINRA /SIPC and Federally Registered Investment Advisor.
Wharton Advisors is an NFP company, the parent company of NFP Securities, Inc. National Financial Partners Corp. and NFP Securities Inc. do not give tax or legal advice. Please consult your tax advisor or Financial Consultant for your particular situation. This site is published for residents of the United States only. Registered representatives and invesment advisor representatives of NFP Securities,Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additonal information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.