Employee Communications Standards

Comprehensive employee education and communications programs coordinated through Wharton Advisors elicit strong Plan participation.

On-site education consisting of group meetings, workshops and one-on-one counseling inform and motivate employees to take control of their financial future. Continuing education, advice and information access via a multilingual call center, interactive voice response system, and participant web site enable ongoing self empowerment with 24/7 conveniences.

Every Plan participant will have access, through the chosen vendor, to their personal account profile, daily valuation, personalized rate of return, and capabilities to independently execute account changes on-line. Investment education, advice, stock market and economic news updates, financial calculators, and links to fund data are always available for independent research through the participant web site. Wharton Advisors can also provide, with specific partners, specialized executive benefits reporting for participants of a non-qualified plans and valuable financial planning tools such as a retirement gap analysis and projection statements.

Securities and Advisory Services offered through NFP Securities, Inc., a Broker/Dealer, Member FINRA /SIPC and Federally Registered Investment Advisor.
Wharton Advisors is an NFP company, the parent company of NFP Securities, Inc. National Financial Partners Corp. and NFP Securities Inc. do not give tax or legal advice. Please consult your tax advisor or Financial Consultant for your particular situation. This site is published for residents of the United States only. Registered representatives and invesment advisor representatives of NFP Securities,Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. For additonal information, please contact the NFP Securities, Inc. Compliance Department at 512-697-6000.