Recordkeeping &
Administration Standards
Our staff of consultants can access state-of-the-art recordkeeping and administrative systems. Wharton Advisors will help select the appropriate vendor to ensure efficient Plan management and responsive, personalized service.
Throughout your Plan conversion process, we stay abreast of the complex laws that regulate retirement programs as well as the mergers, acquisitions and other events that may affect the retirement plan industry. We alert clients when Plan design changes are advantageous and proceed as authorized to ensure that each client's unique needs are met. We coordinate with the chosen vendor to promote Plan enrollment and conduct periodic audits to ensure efficient, accurate Plan operations.
Wharton Advisors' vendors use technology to streamline recordkeeping and administrative processes such as on-line enrollment, daily valuation, signature-ready tax forms, compliance testing, and investment reporting. Additional services for non-qualified plans include auditor confirmations, asset/liability management, customized corporate accounting reports, budget projections, and funding adequacy testing.
On-line Plan access 24/7 and timely, accurate, detailed reporting for you, as sponsor, and all Plan participants help keep your Plan running at peak performance. Our goal, as your advisor, is to provide a vendor that delivers the highest level of Plan administration available. In addition to maintaining strict technical and quality control standards, we emphasize client service and, above all, complete client satisfaction.